Document


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
  
FORM SD
Specialized Disclosure Report
 
   


https://cdn.kscope.io/c47e013f5c050aa52de77cf5ae7a2876-formsdimage.jpg
(Exact Name of Registrant as Specified in its Charter)
 
 

 
     
     
Delaware 1-4018 53-0257888
(State or other jurisdiction
of incorporation or organization)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
     
  
3005 Highland Parkway
Downers Grove, Illinois 60515
(Address of Principal Executive Offices)
  
Beverly Wyckoff, (630) 541-1540
(Name and telephone number, including area code, of the person to contact in connection with this report)
  
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
xRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
¨
Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended     .
 










Item 1.01 Conflict Minerals Disclosure and Report
Dover Corporation is unable at this time to determine whether any of the tin, tantalum, tungsten or gold (the “Conflict Minerals”) used in its products may have originated in the Democratic Republic of the Congo or adjoining countries in circumstances that support armed groups in the region.

Item 1.02 Exhibit
A Conflict Minerals Report is submitted as an Exhibit hereto and is available at the following internet website: https://www.dovercorporation.com/about-us/our-governance/conflict-minerals. The contents of any website referred to in this Form SD or the Conflict Minerals Report are not part of, nor incorporated by reference into, this Form SD or the Conflict Minerals Report.

Section 2 - Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.








SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
     
    
Date:May 31, 2023DOVER CORPORATION 
  (Registrant) 
     
  By:/s/ Brad M. Cerepak 
   Brad M. Cerepak 
   Senior Vice President & Chief Financial Officer 
     





Document


Exhibit 1.01
https://cdn.kscope.io/c47e013f5c050aa52de77cf5ae7a2876-image_0.jpg
Dover Corporation
Conflict Minerals Report
For the Year Ended December 31, 2022

The Company has made statements in this Conflict Minerals Report that may constitute forward-looking statements about its plans to take additional actions or to implement additional policies or procedures with respect to its "reasonable country of origin inquiry" and due diligence to determine the origin of Conflict Minerals included in the Company products. The Company undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. The Company’s reporting obligations under the Dodd-Frank Act may change in the future, and its ability to implement certain processes may differ materially from those anticipated or implied in this report. Additionally, the Company relies on its direct material suppliers, which may be many steps removed from smelters or refiners of Conflict Minerals in supply chains, for information required to meet its reporting obligations. There can be no assurance that the information received from its direct suppliers will be complete and accurate or that when the Company receives such information, it will be able to make a determination as to whether the products manufactured contain Conflict Minerals originating in certain countries in support of armed groups operating in those countries.

This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the "Rule"). The Rule was adopted by the Securities and Exchange Commission (the "SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act"). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. "Conflict Minerals" or "3TG" minerals are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten and gold.

Based on information received to date, Dover Corporation ("Dover" or the "Company") is unable to conclude whether the Conflict Minerals used in its products may have originated from the Democratic Republic of the Congo (the "DRC") or adjoining countries (collectively, the DRC and adjoining countries are the "Covered Countries") in circumstances that support armed groups in the region.

The information contained in this report is not audited.

The Company conducted a Reasonable Country of Origin Inquiry ("RCOI") concerning Conflict Minerals included in its products.

I.Products

The Company’s products include a variety of industrial equipment as outlined below. These products, along with their manufacturing locations, are more fully described on its website, www.DoverCorporation.com. Information contained on the Company’s website or otherwise actively linked to this report is not part of, nor incorporated by reference into, this report or the Company’s Form SD.

Engineered Products. Products in the Company’s Engineered Products segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.

Clean Energy & Fueling. Products in the Company’s Clean Energy & Fueling segment include electronic components and measuring device components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.

Imaging & Identification. Products in the Company’s Imaging & Identification segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.

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Pumps & Process Solutions. Products in the Company’s Pumps & Process Solutions segment include electronic components and measuring device components that incorporate tantalum, tin and gold. Product lines incorporate tungsten and tantalum, as in the pump product lines, where required for durability.

Climate & Sustainability Technologies. Products manufactured in the Company’s Climate & Sustainability Technologies segment include electronic components that incorporate tantalum, tin and gold. Lighting in the refrigeration and food equipment may include tungsten. Other industrial product lines may include tantalum and tungsten where required for durability.

II.Policy

The Company has adopted a "conflict free" supply chain policy. The policy has been communicated to suppliers through the Company’s Supplier Code of Conduct, the Conflict Minerals survey process and through its efforts to implement related terms and conditions in supplier contracts. As part of its regular internal audit processes, the Company audits whether its operating companies have incorporated the Company’s Supplier Code of Conduct and approved terms and conditions into their standard documents.

The Company’s Conflict Minerals Policy is available on the Company’s website at:
https://www.dovercorporation.com/docs/libraries/governance/conflict-minerals/conflict-minerals-policy-2014-01.pdf

III.Design of the Due Diligence Process

The Company has undertaken to identify and assess the conflict mineral risk in its supply chain in accordance with The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk Areas, including the Supplement on Tin, Tantalum and Tungsten, and the Supplement on Gold (the "OECD Guidance") and in accordance with the requirements of the Dodd-Frank Act. The Company’s activities are described in the five steps outlined in that OECD Guidance and in the Responsible Minerals Initiative’s (formerly the Conflict Free Sourcing Initiative) Five Practical Steps for Conflict Minerals Due Diligence and SEC Disclosure.

Step 1. Establish Strong Company Management Systems

Since 2013, the Company has appointed senior executives to oversee the Conflict Minerals reporting and compliance processes. To manage the day-to-day administration of the RCOI process, the Company appointed a separate Conflict Minerals team. In 2013, the Company retained a major accounting firm to assist it in the preliminary planning and initial execution of its RCOI in accordance with the standards set forth in the OECD Guidance, and selected, developed and implemented a survey tool and database functionality that allowed it to receive, review and report on the results of its survey process. The Company has implemented a process to retain the information obtained through the survey tool for a period of not less than five years. In 2015, in anticipation of a requirement to obtain an audit of its Conflict Minerals disclosure, the Company retained a separate accounting firm to review its Conflict Minerals survey processes; however, the Company has not undertaken an audit, as permitted by guidance issued by the U.S. Securities and Exchange Commission. In 2019, the Company engaged a nationally recognized third party provider to assist with identifying and surveying suppliers, and to provide additional data collection and data analysis assistance. The third party provider’s survey tool replaced the Company-developed survey tool that was used through 2018 reporting. The third party provider was selected based on its experience, access to shared supplier databases and technical solutions to assist in the Conflict Minerals survey process, and has continued to work with the Company for the 2022 report. Information obtained through the third party provider’s survey tool will also be retained for five years, in accordance with the Company’s policy.

The Company’s Conflict Minerals reporting program aligns with the OECD Due Diligence Guidance and the requirements of the Dodd-Frank Act. The Company is aware that its customers have also sought information on smelters and refiners who may be involved in human trafficking or in Russian extraction and smelting suppliers, however this report submitted in accordance with the Dodd-Frank Act requirements does not address those issues.

Step 2. Identify and Assess Risks in the Supply Chain
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The Conflict Minerals team engaged with operating company supply chain, operations and engineering personnel to determine the applicable categories of purchasing activity and to identify parts, materials and components which its operating companies reasonably expected may contain Conflict Minerals or where mineral content is unknown.

Based on data collected in 2012 through 2021, the Company has been able to refine its process of identifying a list of suppliers to survey where the purchased items were directly incorporated into the Company’s products. Suppliers of indirect materials, consulting fees, and capital project costs, for example, were not included in the surveys. By following this approach, the Company was able to concentrate its 2022 survey efforts on relevant suppliers, including those with the potentially highest risk on the Company’s operating companies, based on the largest spend within the Company’s supply chain. The Company was also able to leverage its third party survey provider’s expertise and access to supplier surveys for other clients to obtain information from more suppliers who were potentially in scope for products that included Conflict Minerals, and help identify risks within the Company’s supply chains.

In 2022, Company has issued surveys to 664 suppliers of parts, materials and components that potentially include Conflict Minerals based on classifications in the Company’s spend management system and information available through supply chain and engineering personnel. The Company’s third party provider followed up on survey responses that included discrepancies or did not address the survey questions or where information provided by suppliers indicated potential sources within the Covered Countries.

In the 2022 survey responses, suppliers were asked to identify smelters located in the Covered Countries that might be the source of 3TG minerals included in products purchased by the Company. In some cases, suppliers were unable to identify the smelters or countries of origin in their supply chain. Many suppliers responded to the survey at the company level, by providing information related to all of the items the supplier produces, without identifying smelters specific to the items purchased by the Company. A large number of the Company’s suppliers remain several steps removed from the ultimate smelter, or are unable to identify smelters specific to the products purchased by the Company, because of the number of lower level suppliers with incomplete information about their own sources. In responses received, 173 suppliers identified tin, 121 identified tantalum, 127 identified tungsten, and 139 identified gold smelters as being located in the Covered Countries. Using the smelter information provided by suppliers, the third party survey provider reviewed the smelter information provided to determine if the smelters were included in the RBA Conformant Smelter or supplier identification list (the "RBA List") and other published smelter information and reported findings to the Company.

The Company is aware that some of the smelters with identification numbers from the Responsible Business Alliance ("RBA") have not completed the RBA audit process or periodic reaudit or recertification processes. Smelters identified on an RBA active list have committed to participate in a certification program with respect to the sources of their raw materials. Smelters on the active list are at various stages of the audit cycle, which may include post-audit corrective actions. RBA has indicated that the time it takes a smelter to complete an audit cycle varies.

The Company has identified 314 smelters that align with RBA List numbers based on the information provided by its suppliers for the current year. Because of the functionality of the survey tool in use, there are additional "smelter" names provided by suppliers that could not be tied to or verified to the RBA List when reviewed by the third party survey company. The information provided for these non- RBA entities is not adequate for the Company to verify that the identified entities are, in fact, smelters.

A number of suppliers have indicated that the Conflict Minerals included in their products come from recycled sources, but generally could not certify that all of the Conflict Minerals used come from recycled sources. The Company relies on its suppliers to conduct the intermediate due diligence of second, third or lower level suppliers, and based on the responses from suppliers in its inquiry, suppliers have not received sufficient information to be able to complete those inquiries to date.

Step 3. Design and Implement a Strategy to Respond to Identified Risks

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The Company’s management is briefed on the status of due diligence efforts on a regular basis. The Company’s Conflict Minerals Policy has been distributed to the operating companies in each of the Company’s five business segments and is incorporated into contracts and purchase orders placed by those operating companies. The Company has developed a risk management plan that outlines the Company’s response to any identified risks related to sourcing of materials from the Covered Countries, although the Company is currently not aware of any circumstance where it has been necessary to consider implementing those risk mitigation efforts and has not suspended trade or disengaged from a supplier. Where suppliers have not been able to provide information on smelters, the Company may have a risk that the smelters used by such suppliers are not compliant with its policy.

Step 4. Carry Out an Independent Third-Party Audit of Smelter’s or Refiner’s Due Diligence Practices

The Company currently does not engage in independent auditing of smelters or refiners identified in its supply chain. The Company is a member of the Responsible Minerals Initiative ("RMI") and supports the auditing efforts of that organization through its financial support.

Step 5. Report Annually on Supply Chain Due Diligence

This Conflict Minerals Report constitutes our annual report on the Conflict Minerals due diligence of the Company. A copy of this Conflict Minerals Report is available on the Dover Corporation website at https://www.dovercorporation.com/docs/libraries/governance/conflict-minerals/conflict-mineral-report-dec-31-2022.pdf.

IV. Results of the Company’s Due Diligence to Date1

Dover’s survey methodology was first developed, piloted and deployed during the 2013 calendar year. Surveys of operating company suppliers have been conducted beginning in 2013 and have continued through March 31, 2023. The original survey format used was updated as changes were made in the recommended RMI format. Since 2019, the Company has retained the services of a nationally recognized third-party provider with expertise in Conflict Minerals solicitations and that also provided a platform to review responses and enhance follow- up on missing or incomplete surveys. That third party was also retained for the 2022 solicitation and reporting. In conducting a "Reasonable Country of Origin Inquiry" for the period from January 1, 2022 through March 31, 2023, the Company reviewed and determined applicability of the RCOI process for suppliers that account for about 45% of its annualized materials related spend for 2022.

The Company received survey responses back from about 74% of the suppliers surveyed. A number of respondents indicated that their products contain Conflict Minerals, but those suppliers cannot yet determine whether those Conflict Minerals originate in the Covered Countries for one or more of the 3TG minerals. Of those suppliers who could not identify any sources, 61 included tin, 48 included tantalum, 47 included tungsten, and 64 suppliers included gold in their products.

Of those respondents that said they had identified all sources of a specific 3TG mineral, a number had identified that their supply chain sources included Covered Country sources. Of those suppliers who had said they had identified all sources for one or more 3TG minerals, including Covered Country sources, in their own supply chains, 114 identified all tin sources, 43 identified all tantalum sources, 52 identified all tungsten sources and 64 had identified all gold sources.

Of the respondents, 247 suppliers indicated that they have developed corrective action plans concerning Conflict Minerals in their products.

Many suppliers responded to the surveys by providing information for Conflict Mineral content and smelters for all products they sell, without distinguishing those contents or smelters applicable to the
1 Supplier responses include surveys issued and answers received by the Company in 2022 and through March 31, 2023. In determining spend, the Company has considered internal information through March 2023, for spend incurred in calendar year 2022, not including any operating company entities which were divested in the course of 2022, where the spend data for those entities was removed from the database, or those entities acquired during 2022 which are not currently integrated into the Company’s spend database.

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products purchased by the Company from them. Accordingly, Dover is unable to determine specific smelters or sources that may be included in the products purchased from those suppliers. The Company continues to issue surveys to suppliers and follow-up on the information received in response to surveys.

The Company’s suppliers have provided information on smelters in response to the Company’s surveys. Because the Company is a number of steps removed from the smelter sources and its suppliers are unable to link any specific smelter to the products and materials provided by those suppliers to the Company, the Company is unable to confirm that any of the smelter names provided are, in fact, sources of Conflict Minerals in the Company’s products. Based on these survey responses through March 31, 2023, the Company has identified 314 smelters from the RBA List. Such smelters are included in the list attached as Annex A to this Report. Suppliers have also provided names that the suppliers describe as "smelters" but could not be linked by the Company’s consultant to actual smelters on the RBA List and as such, may not, in fact, be smelters. In most cases, this incomplete information provided by suppliers consists of partial names and/or locations. The Company believes those incomplete or unmatched names may result in additional sources of the 3TG minerals that are not included in the RBA List. The Company and its third-party survey consultant believe that many of those names likely could be matched to RBA lists, or to non-smelter company names if the Company’s suppliers had more complete information from their own supply chain.

Dover is unable to determine where the Conflict Minerals included in its supply chain originate. As a result, Dover is unable to make a determination as to whether the Conflict Minerals included in its supply chain financed or benefited armed groups in the Covered Countries, or came from recycled or scrap sources, or to discern which of the identified facilities (smelters or refiners) process such Conflict Minerals.

Because the Company is several steps removed from smelters and mines, the Company must rely on suppliers in its supply chain to complete their own due diligence on country of origin.

V.Additional Steps of the Company to Mitigate Risks and Improve Due Diligence

The Company, through members of its Conflict Minerals team, participates in industry-wide programs to facilitate sharing of information about smelter programs and conflict-free sourcing, including the RMI, and to review developments in reporting. The Company has also participated in training sessions with its third-party survey provider.

The Company has considered processes for corrective actions including remediation or termination that may be taken where suppliers identify problematic sources of Conflict Minerals during the survey process. For specific suppliers, corrective actions may depend on factors such as vendor size, risk level, vendor capabilities and the Company’s ability to meet quality control requirements associated with customer specifications. To date, the Company has not undertaken remediation with any supplier. Because the Company is a number of steps removed from smelters within its supply chain, lack of information from suppliers on smelters continues to be a risk that the Company seeks to address.

The Company continues to implement Conflict Minerals contract clauses where appropriate for its suppliers. The Company’s Supplier Code of Conduct includes Conflict Minerals reporting requirements, and the Company’s operating companies are communicating those requirements to the supply chain.



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ANNEX A

All Smelter Identification Numbers refer to CFS assigned numbers.

METALSMELTER NAMELOCATIONSMELTER ID#
GoldAdvanced Chemical CompanyUnited States Of AmericaCID000015
GoldAida Chemical Industries Co., Ltd.JapanCID000019
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GermanyCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058
GoldArgor-Heraeus S.A.SwitzerlandCID000077
GoldAsahi Pretec Corp.JapanCID000082
GoldAsaka Riken Co., Ltd.JapanCID000090
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103
GoldAurubis AGGermanyCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128
GoldBoliden ABSwedenCID000157
GoldC. Hafner GmbH + Co. KGGermanyCID000176
GoldCaridadMexicoCID000180
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185
GoldCendres + Metaux S.A.SwitzerlandCID000189
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197
GoldChimet S.p.A.ItalyCID000233
GoldChugai MiningJapanCID000264
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343
GoldDSC (Do Sung Corporation)Korea, Republic OfCID000359
GoldDowaJapanCID000401
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425
GoldOJSC Novosibirsk RefineryRussian FederationCID000493
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671
GoldLT Metal Ltd.Korea, Republic OfCID000689
GoldHeimerle + Meule GmbHGermanyCID000694
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707
GoldHeraeus Precious Metals GmbH & Co. KGGermanyCID000711
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773
GoldHwaSeong CJ CO., LTD.Korea, Republic OfCID000778
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807
GoldIstanbul Gold RefineryTurkeyCID000814
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GoldJapan MintJapanCID000823
GoldJiangxi Copper Co., Ltd.ChinaCID000855
GoldAsahi Refining USA Inc.United States Of AmericaCID000920
GoldAsahi Refining Canada Ltd.CanadaCID000924
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927
GoldJSC UralelectromedRussian FederationCID000929
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937
GoldKazakhmys Smelting LLCKazakhstanCID000956
GoldKazzincKazakhstanCID000957
GoldKennecott Utah Copper LLCUnited States Of AmericaCID000969
GoldKojima Chemicals Co., Ltd.JapanCID000981
GoldKyrgyzaltyn JSCKyrgyzstanCID001029
GoldL'azurde Company For JewelrySaudi ArabiaCID001032
GoldLingbao Gold Co., Ltd.ChinaCID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058
GoldLS-NIKKO Copper Inc.Korea, Republic OfCID001078
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093
GoldMaterionUnited States Of AmericaCID001113
GoldMatsuda Sangyo Co., Ltd.JapanCID001119
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152
GoldMetalor Technologies S.A.SwitzerlandCID001153
GoldMetalor USA Refining CorporationUnited States Of AmericaCID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161
GoldMitsubishi Materials CorporationJapanCID001188
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236
GoldNihon Material Co., Ltd.JapanCID001259
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326
GoldPAMP S.A.SwitzerlandCID001352
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397
GoldPX Precinox S.A.SwitzerlandCID001498
GoldRand Refinery (Pty) Ltd.South AfricaCID001512
GoldRoyal Canadian MintCanadaCID001534
GoldSabin Metal Corp.United States Of AmericaCID001546
7


GoldSamduck Precious MetalsKorea, Republic OfCID001555
GoldSamwon Metals Corp.Korea, Republic OfCID001562
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756
GoldSolar Applied Materials Technology Corp.Taiwan, Province Of ChinaCID001761
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province Of ChinaCID001810
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909
GoldThe Refinery of Shandong Gold Mining Co., Ltd.ChinaCID001916
GoldTokuriki Honten Co., Ltd.JapanCID001938
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947
GoldTorecomKorea, Republic OfCID001955
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980
GoldUnited Precious Metal Refining, Inc.United States Of AmericaCID001993
GoldValcambi S.A.SwitzerlandCID002003
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030
GoldYamakin Co., Ltd.JapanCID002100
GoldYokohama Metal Co., Ltd.JapanCID002129
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243
GoldMorris and WatsonNew ZealandCID002282
GoldSAFINA A.S.CzechiaCID002290
GoldGuangdong Jinding Gold LimitedChinaCID002312
GoldUmicore Precious Metals ThailandThailandCID002314
GoldGeib Refining CorporationUnited States Of AmericaCID002459
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515
GoldSingway Technology Co., Ltd.Taiwan, Province Of ChinaCID002516
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563
GoldSudan Gold RefinerySudanCID002567
GoldT.C.A S.p.AItalyCID002580
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GoldREMONDIS PMR B.V.NetherlandsCID002582
GoldFujairah Gold FZCUnited Arab EmiratesCID002584
GoldIndustrial Refining CompanyBelgiumCID002587
GoldShirpur Gold Refinery Ltd.IndiaCID002588
GoldKorea Zinc Co., Ltd.Korea, Republic OfCID002605
GoldMarsam MetalsBrazilCID002606
GoldTOO Tau-Ken-AltynKazakhstanCID002615
GoldAbington Reldan Metals, LLCUnited States Of AmericaCID002708
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750
GoldAlbino Mountinho Lda.PortugalCID002760
GoldSAAMPFranceCID002761
GoldL'Orfebre S.A.AndorraCID002762
Gold8853 S.p.A.ItalyCID002763
GoldItalpreziosiItalyCID002765
GoldWIELAND Edelmetalle GmbHGermanyCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779
GoldAU Traders and RefinersSouth AfricaCID002850
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852
GoldSai RefineryIndiaCID002853
GoldModeltech Sdn BhdMalaysiaCID002857
GoldBangalore RefineryIndiaCID002863
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867
GoldPease & CurrenUnited States Of AmericaCID002872
GoldJALAN & CompanyIndiaCID002893
GoldSungEel HiMetal Co., Ltd.Korea, Republic OfCID002918
GoldPlanta Recuperadora de Metales SpAChileCID002919
GoldABC Refinery Pty Ltd.AustraliaCID002920
GoldSafimet S.p.AItalyCID002973
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153
GoldAfrican Gold RefineryUgandaCID003185
GoldGold Coast RefineryGhanaCID003186
GoldNH Recytech CompanyKorea, Republic OfCID003189
GoldQG Refining, LLCUnited States Of AmericaCID003324
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348
GoldCGR Metalloys Pvt Ltd.IndiaCID003382
GoldSovereign MetalsIndiaCID003383
GoldC.I Metales Procesados Industriales SASColombiaCID003421
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425
GoldAugmont Enterprises Private LimitedIndiaCID003461
9


GoldKundan Care Products Ltd.IndiaCID003463
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490
GoldK.A. RasmussenNorwayCID003497
GoldAlexy MetalsUnited States Of AmericaCID003500
GoldSancus ZFS (L’Orfebre, SA)ColombiaCID003529
GoldSellem Industries Ltd.MauritaniaCID003540
GoldMD OverseasIndiaCID003548
GoldMetallix Refining Inc.United States Of AmericaCID003557
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575
GoldWEEEREFININGFranceCID003615
GoldGold by Gold ColombiaColombiaCID003641
GoldDongwu Gold GroupChinaCID003663
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaCID000211
TantalumF&X Electro-Materials Ltd.ChinaCID000460
TantalumGuangdong Zhiyuan New Material Co., Ltd.ChinaCID000616
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917
TantalumLSM Brasil S.A.BrazilCID001076
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163
TantalumMineracao Taboca S.A.BrazilCID001175
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192
TantalumNPM Silmet ASEstoniaCID001200
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277
TantalumQuantumCleanUnited States Of AmericaCID001508
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769
TantalumTaki Chemical Co., Ltd.JapanCID001869
TantalumTelex MetalsUnited States Of AmericaCID001891
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492
TantalumD Block Metals, LLCUnited States Of AmericaCID002504
TantalumFIR Metals & Resource Ltd.ChinaCID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512
TantalumKEMET Blue MetalsMexicoCID002539
TantalumH.C. Starck Co., Ltd.ThailandCID002544
TantalumH.C. Starck Tantalum and Niobium GmbHGermanyCID002545
10


TantalumH.C. Starck Inc.United States Of AmericaCID002548
TantalumH.C. Starck Ltd.JapanCID002549
TantalumH.C. Starck Smelting GmbH & Co. KGGermanyCID002550
TantalumGlobal Advanced Metals BoyertownUnited States Of AmericaCID002557
TantalumGlobal Advanced Metals AizuJapanCID002558
TantalumResind Industria e Comercio Ltda.BrazilCID002707
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842
TantalumYancheng Jinye New Material Technology Co., Ltd.ChinaCID003583
Tantalum5D Production OUEstoniaCID003926
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228
TinAlphaUnited States Of AmericaCID000292
TinPT Aries Kencana SejahteraIndonesiaCID000309
TinSmelter Not ListedIndonesiaCID000313
TinDowaJapanCID000402
TinEM VintoBolivia (Plurinational State Of)CID000438
TinEstanho de Rondonia S.A.BrazilCID000448
TinFenix MetalsPolandCID000468
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942
TinChina Tin Group Co., Ltd.ChinaCID001070
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105
TinMetallic Resources, Inc.United States Of AmericaCID001142
TinMineracao Taboca S.A.BrazilCID001173
TinMinsurPeruCID001182
TinMitsubishi Materials CorporationJapanCID001191
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231
TinNovosibirsk Processing Plant Ltd.Russian FederationCID001305
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State Of)CID001337
TinPT Artha Cipta LanggengIndonesiaCID001399
TinPT Babel Inti PerkasaIndonesiaCID001402
TinPT Babel Surya Alam LestariIndonesiaCID001406
TinSmelter Not ListedIndonesiaCID001419
TinPT Belitung Industri SejahteraIndonesiaCID001421
TinPT Bukit TimahIndonesiaCID001428
TinPT Mitra Stania PrimaIndonesiaCID001453
TinPT Panca Mega PersadaIndonesiaCID001457
TinPT Prima Timah UtamaIndonesiaCID001458
TinPT Refined Bangka TinIndonesiaCID001460
TinPT Sariwiguna BinasentosaIndonesiaCID001463
11


TinPT Stanindo Inti PerkasaIndonesiaCID001468
TinPT Timah Tbk KundurIndonesiaCID001477
TinPT Timah Tbk MentokIndonesiaCID001482
TinPT Timah NusantaraIndonesiaCID001486
TinPT Tinindo Inter NusaIndonesiaCID001490
TinPT Tommy UtamaIndonesiaCID001493
TinRui Da HungTaiwan, Province Of ChinaCID001539
TinThaisarcoThailandCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908
TinVQB Mineral and Trading Group JSCViet NamCID002015
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158
TinYunnan Tin Company LimitedChinaCID002180
TinCV Venus Inti PerkasaIndonesiaCID002455
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468
TinPT Tirus Putra MandiriIndonesiaCID002478
TinMelt Metais e Ligas S.A.BrazilCID002500
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517
TinSmelter Not ListedIndonesiaCID002570
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574
TinPT Cipta Persada MuliaIndonesiaCID002696
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703
TinResind Industria e Comercio Ltda.BrazilCID002706
TinSuper LigasBrazilCID002756
TinMetallo Belgium N.V.BelgiumCID002773
TinMetallo Spain S.L.U.SpainCID002774
TinSmelter Not ListedIndonesiaCID002776
TinPT Sukses Inti MakmurIndonesiaCID002816
TinPT Menara Cipta MuliaIndonesiaCID002835
TinModeltech Sdn BhdMalaysiaCID002858
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190
TinPT Bangka SerumpunIndonesiaCID003205
TinPongpipat Company LimitedMyanmarCID003208
TinTin Technology & RefiningUnited States Of AmericaCID003325
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356
TinPT Rajawali Rimba PerkasaIndonesiaCID003381
12


TinLuna Smelter, Ltd.RwandaCID003387
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397
TinPrecious Minerals and Smelting LimitedIndiaCID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410
TinPT Mitra Sukses GlobalindoIndonesiaCID003449
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486
TinCRM SynergiesSpainCID003524
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582
TinDS MyanmarMyanmarCID003831
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868
TungstenA.L.M.T. Corp.JapanCID000004
TungstenKennametal HuntsvilleUnited States Of AmericaCID000105
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281
TungstenGlobal Tungsten & Powders Corp.United States Of AmericaCID000568
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.ChinaCID000769
TungstenJapan New Metals Co., Ltd.JapanCID000825
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875
TungstenKennametal FallonUnited States Of AmericaCID000966
TungstenWolfram Bergbau und Hutten AGAustriaCID002044
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502
TungstenChenzhou Diamond Tungsten Products Co., Ltd.ChinaCID002513
TungstenH.C. Starck Tungsten GmbHGermanyCID002541
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542
TungstenMasan Tungsten Chemical LLC (MTC)Viet NamCID002543
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551
TungstenNiagara Refining LLCUnited States Of AmericaCID002589
TungstenChina Molybdenum Co., Ltd.ChinaCID002641
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645
13


TungstenHydrometallurg, JSCRussian FederationCID002649
TungstenUnecha Refractory metals plantRussian FederationCID002724
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827
TungstenACL Metais EireliBrazilCID002833
TungstenMoliren Ltd.Russian FederationCID002845
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaCID003401
TungstenLianyou Metals Co., Ltd.Taiwan, Province Of ChinaCID003407
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416
TungstenGEM Co., Ltd.ChinaCID003417
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427
TungstenCronimet Brasil LtdaBrazilCID003468
TungstenArtek LLCRussian FederationCID003553
TungstenFujian Xinlu TungstenChinaCID003609
TungstenOOO "Technolom" 2Russian FederationCID003612
TungstenOOO "Technolom" 1Russian FederationCID003614
TungstenLLC VolstokRussian FederationCID003643
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662
TungstenHANNAE FOR T Co., Ltd.Korea, Republic OfCID003978
TungstenSmelter Name Not ListedViet NamCID003993
TungstenSmelter Name Not ListedKorea, Republic OfCID004060
14