UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
DOVER CORPORATION
(Exact Name of Registrant as Specified in its Charter)
| Delaware | 1-4018 | 53-0257888 | ||
| (State or other Jurisdiction of Incorporation or Organization) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
3005 Highland Parkway
Downers Grove, Illinois 60515
(Address of Principal Executive Offices)
Beverly Wyckoff, (630) 541-1540
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014. |
Item 1.01 Conflict Minerals Disclosure and Report
Dover Corporation is unable at this time to determine whether any of the tin, tantalum, tungsten or gold (the “Conflict Minerals”) used in its products may have originated in the Democratic Republic of the Congo or adjoining countries in circumstances that support armed groups in the region.
Item 1.02 Exhibit
A Conflict Minerals Report is submitted as an Exhibit to this Report and is available at the following internet website: http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals.
Item 2.01 Exhibits
Exhibit 1.01 — Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| Date: May 29, 2015 | DOVER CORPORATION | |||||
| (Registrant) | ||||||
| By: | /s/ Brad M. Cerepak | |||||
| Brad M. Cerepak, Senior Vice President & Chief Financial Officer | ||||||
EXHIBIT INDEX
| Exhibit |
Description | |
| 1.01 | Conflict Minerals Report for the year ended December 31, 2014 | |
Exhibit 1.01
Dover Corporation
Conflict Minerals Report
For the Year Ended December 31, 2014
The Company has made statements in this Conflict Minerals Report that may constitute forward-looking statements about its plans to take additional actions or to implement additional policies or procedures with respect to its “reasonable country of origin inquiry” and due diligence to determine the origin of Conflict Minerals included in the Company products. The Company undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. The Company’s reporting obligations under the Dodd-Frank Act may change in the future, and its ability to implement certain processes may differ materially from those anticipated or implied in this report. Additionally, the Company relies on its direct material suppliers, which may be many steps removed from smelters or refiners of Conflict Minerals in supply chains, for information required to meet its reporting obligations. There can be no assurance that the information received from its direct suppliers will be complete and accurate or that when the Company receives such information, it will be able to make a determination as to whether the products manufactured contain Conflict Minerals originating in certain countries in support of armed groups operating in those countries.
This report for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict Minerals” are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold.
Based on information received to date, Dover Corporation (“Dover” or the “Company”) is unable to conclude whether the Conflict Minerals used in its products may have originated from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (collectively, the DRC and adjoining countries are the “Covered Countries”) in circumstances that support armed groups in the region.
The information contained in this report is not audited.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) concerning Conflict Minerals included in its products.
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1. Products. The Company’s products include a variety of industrial equipment as outlined below. These products, along with their manufacturing locations, are more fully described on its website, www.DoverCorporation.com.
Energy. Drilling and production equipment manufactured by the Company’s Energy segment includes tantalum, tin and gold associated with electronic components. Tantalum and tungsten may be included in drilling and production products where required for hardness.
Engineered Systems. Products in the Company’s Engineered Systems segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.
Fluids. Products in the Company’s Fluids segment include electronic components that incorporate tantalum, tin and gold. Product lines incorporate tungsten and tantalum, as in the pump product lines, where required for durability.
Refrigeration and Food Equipment. Products manufactured in the Company’s Refrigeration and Food Equipment segment include electronic components that incorporate tantalum, tin and gold. Lighting in the refrigeration and food equipment may include tungsten. Other industrial product lines may include tantalum and tungsten where required for durability.
2. Policy. The Company has adopted a “conflict free” supply chain policy. The policy has been communicated to suppliers through the Company’s Supplier Code of Conduct and through its efforts to implement related terms and conditions in supplier contracts. The policy is available on the Company’s website at: http://www.dovercorporation.com/File%20Library/pdf/Conflict-Minerals-Policy-2014-01.pdf
3. Design of the Due Diligence Process.
The Company has undertaken to identify and assess the conflict mineral risk in its supply chain in accordance with The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, including the Supplement on Tin, Tantalum and Tungsten, and the Supplement on Gold (the “OECD Guidance”) and in accordance with the requirements of the Dodd-Frank Act. The Company’s activities are described in the five steps outlined in that OECD Guidance:
Step 1. Establish Strong Company Management Systems.
In 2013, the Company appointed a steering committee within Dover to oversee the implementation of the OECD Guidance. To manage the day-to-day administration of the RCOI process, the Company appointed a separate Conflict Minerals team. The Company retained a major accounting firm to assist it in the preliminary planning and initial execution of its RCOI in accordance with the standards set forth in the OECD
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Guidance, and selected, developed and implemented a survey tool and database functionality that allows it to receive, review and report on the results of its survey process. The Company has implemented a process to retain the information obtained through the survey tool for a period of not less than five years.
Step 2. Identify and Assess Risks in the Supply Chain
The Conflict Minerals team engaged with operating company supply chain, operations and engineering personnel to determine the applicable categories of purchasing activity and to identify parts, materials and components which its operating companies reasonably expected may contain Conflict Minerals or where mineral content is unknown.
The Company has issued surveys to suppliers of parts, materials and components that potentially include Conflict Minerals based on classifications in the Company’s spend management system and information available through supply chain and engineering personnel. The Company followed up on survey responses that had discrepancies or did not address the survey questions.
In many cases, suppliers were unable to identify the smelters or countries of origin in their supply chain. Many suppliers responded to the survey at the company level, by providing information related to all of the items the supplier produces, without identifying smelters specific to the items purchased by the Company.
In three instances, suppliers listed in their survey responses smelters located in the Covered Countries, and in each case, the identified smelters are included in the list of smelters that are compliant with the “Conflict Free Smelter Program” of the Electronic Industry Citizenship Coalition (“EICC”).
The Company has identified 241 smelters with EICC smelter identification numbers (the “EICC List”) from the information provided by its suppliers. It has also received over 1,000 names of entities identified by suppliers as “smelters” but do not appear on the EICC List. The information provided for these entities is not adequate for the Company to verify that the identified entities are, in fact, smelters.
A number of suppliers have identified that the Conflict Minerals included in their products come from recycled sources, but generally could not certify that all of the Conflict Minerals used come from recycled sources.
The Company relies on its suppliers to conduct the intermediate due diligence of second, third or lower level suppliers, and based on the responses from suppliers in its inquiry, suppliers have not received sufficient information to be able to complete those inquiries to date.
Step 3. Design and Implement a Strategy to Respond to Identified Risks.
The Company’s management is briefed on the status of due diligence efforts on a regular basis. The Company’s Conflict Minerals Policy has been distributed to the
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operating companies in each of the Company’s four segments and is being incorporated into contracts and purchase orders. The Company has developed a risk management plan that outlines the Company’s response to any identified risks related to sourcing of materials from the Covered Countries, although the Company is currently not aware of any circumstance where it has been necessary to consider implementing those risk mitigation efforts, and has not suspended trade or disengaged from a supplier. Where suppliers have not been able to provide information on smelters, the Company may have a risk that the smelters used by such suppliers are not compliant with its policy.
Step 4. Carry Out an Independent Third-Party Audit of Smelter’s or Refiner’s Due Diligence Practices.
The Company currently does not engage in independent auditing of smelters or refiners identified in its supply chain. The Company is a member of the Conflict Free Smelter Initiative (“CFSI”) and supports the efforts of that organization through its financial support.
Step 5. Report Annually on Supply Chain Due Diligence.
This Conflict Mineral Report constitutes our annual report on the Conflict Minerals due diligence of the Company. A copy of this Conflict Minerals Report is available on the Dover Corporation website at http://www.dovercorporation.com/globalnavigation/about-dover/governance/conflict-minerals.
4. Results of the Company’s Due Diligence to Date1. Dover’s survey tool was developed, piloted and deployed during the 2013 calendar year. Surveys of operating company suppliers were conducted beginning in 2013 and have continued through 2015. In conducting a “Reasonable Country of Origin Inquiry” through March 31, 2015, the Company has reviewed and determined applicability of the RCOI process for suppliers who account for about 34% of its annualized spend. Where suppliers were determined to be in scope for the RCOI process, the Company has received responses back from about 69% of those suppliers surveyed. Of those suppliers responding, (i) 36% have advised that the products purchased from them do not contain Conflict Minerals; (ii) another 39% have indicated that their products contain Conflict Minerals but those suppliers cannot yet determine whether those Conflict Minerals originate in the Covered Countries; (iii) 7% are uncertain about whether Conflict Minerals are included in their products they provide; and (iv) 18% have advised that the Conflict Minerals included in their products do not originate in the Covered Countries.
Many suppliers are responding to surveys providing information for Conflict Mineral content and smelters for all products they sell, without distinguishing those contents or smelters applicable to the products purchased by the Company from them. Accordingly, Dover is unable to determine specific smelters or sources that may be included in the products purchased from those suppliers. The Company continues to issue surveys to suppliers and to follow-up on the information received in response to surveys.
| 1 | Supplier responses include surveys issued and answers received by the Company in 2013 and through March 31, 2015. In determining spend, the Company has considered internal information through March 2015, for spend incurred in calendar year 2014, not including entities discontinued in 2014 and 2015. |
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The Company’s suppliers have provided information on smelters as part of surveys. Because the Company is a number of steps removed from the smelter sources and its suppliers are unable to link any specific smelter to the products and materials provided by those suppliers to the Company, the Company is unable to confirm that any of the smelter names provided are, in fact, sources of Conflict Minerals in the Company’s products. Based on these survey responses through March 31, 2015, the Company has identified 241 smelters from the EICC List, of which 124 have been determined to be compliant by the CFSI. Such smelters are included in the list attached as Annex A to this Report. Suppliers have also provided over 1,000 names that the suppliers describe as “smelters” but could not be linked to smelters on the EICC list, and may not, in fact, be smelters.
Dover is unable to determine where the Conflict Minerals included in its supply chain originate. As a result, Dover is unable to make a determination as to whether the Conflict Minerals include in its supply chain financed or benefited armed groups in the Covered Countries, or came from recycled or scrap sources, or to discern which of the identified facilities (smelters or refiners) process such Conflict Minerals.
Because the Company is several steps removed from smelters and mines, the Company must rely on its supply chain to complete their own due diligence on country of origin.
5. Additional Steps of the Company to Mitigate Risks and Improve Due Diligence.
The Company, through members of its Conflict Minerals team, participates in industry-wide programs to facilitate sharing of information about smelter programs and conflict-free sourcing, including the CFSI.
The Company has considered processes for corrective actions including remediation or termination that may be taken where suppliers identify problematic sources of Conflict Minerals during the survey process. For specific suppliers, corrective actions may depend on factors such as vendor size, risk level and vendor capabilities, and on the Company’s ability to meet quality control requirements associated with customer specifications. To date, the Company has not undertaken remediation with any supplier. Because the Company is a number of steps removed from smelters within its supply chain, lack of information from suppliers on smelters continues to be a risk that the Company seeks to address.
The Company continues to implement Conflict Minerals contract clauses where appropriate for its suppliers. Those clauses are implemented on a going-forward basis. The Company’s Supplier Code of Conduct includes Conflict Minerals reporting requirements and its operating companies are communicating these changes to the supply chain.
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ANNEX A
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Gold | Advanced Chemical Company | Advanced Chemical Company | UNITED STATES | CID000015 | ||||
| Gold | Aida Chemical Industries Co. Ltd. | Aida Chemical Industries Co. Ltd. | JAPAN | CID000019 | ||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | ||||
| Gold | AngloGold Ashanti Córrego do Sítio Minerção | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL | CID000058 | ||||
| Gold | Argor-Heraeus SA | Argor-Heraeus SA | SWITZERLAND | CID000077 | ||||
| Gold | Asahi Pretec Corporation | Asahi Pretec Corporation | JAPAN | CID000082 | ||||
| Gold | Asaka Riken Co Ltd | Asaka Riken Co Ltd | JAPAN | CID000090 | ||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | ||||
| Gold | Aurubis AG | Aurubis AG | GERMANY | CID000113 | ||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | ||||
| Gold | Bauer Walser AG | Bauer Walser AG | GERMANY | CID000141 | ||||
| Gold | Boliden AB | Boliden AB | SWEDEN | CID000157 | ||||
| Gold | C. Hafner GmbH + Co. KG | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | ||||
| Gold | Caridad | Caridad | MEXICO | CID000180 | ||||
| Gold | CCR Refinery – Glencore Canada Corporation | CCR Refinery – Glencore Canada Corporation | CANADA | CID000185 | ||||
| Gold | Cendres & Métaux SA | Cendres + Métaux SA | SWITZERLAND | CID000189 | ||||
| Gold | Yunnan Copper Industry Co Ltd | Yunnan Copper Industry Co Ltd | CHINA | CID000197 | ||||
| Gold | Chimet S.p.A. | Chimet S.p.A. | ITALY | CID000233 | ||||
| Gold | China National Gold Group Corporation | China National Gold Group Corporation | CHINA | CID000242 | ||||
| Gold | Chugai Mining | Chugai Mining | JAPAN | CID000264 | ||||
| Gold | Colt Refining | Colt Refining | UNITED STATES | CID000288 | ||||
6
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Gold | Daejin Indus Co. Ltd | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF | CID000328 | ||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | ||||
| Gold | Do Sung Corporation | Do Sung Corporation | KOREA, REPUBLIC OF | CID000359 | ||||
| Gold | Doduco | Doduco | GERMANY | CID000362 | ||||
| Gold | Dowa | Dowa | JAPAN | CID000401 | ||||
| Gold | Eco-System Recycling Co., Ltd. | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | ||||
| Gold | FSE Novosibirsk Refinery | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | ||||
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | Gansu Seemine Material Hi-Tech Co Ltd | CHINA | CID000522 | ||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | ||||
| Gold | Heimerle + Meule GmbH | Heimerle + Meule GmbH | GERMANY | CID000694 | ||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | ||||
| Gold | Hunan Chenzhou Mining Group Co., Ltd. | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000767 | ||||
| Gold | Hunan Chenzhou Mining Industry Group | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000767 | ||||
| Gold | Hwasung CJ Co. Ltd | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF | CID000778 | ||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 | ||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | ||||
| Gold | Istanbul Gold Refinery | Istanbul Gold Refinery | TURKEY | CID000814 | ||||
| Gold | Japan Mint | Japan Mint | JAPAN | CID000823 | ||||
| Gold | Jiangxi Copper Company Limited | Jiangxi Copper Company Limited | CHINA | CID000855 | ||||
| Gold | Johnson Matthey Inc | Johnson Matthey Inc | UNITED STATES | CID000920 | ||||
| Gold | Johnson Matthey Ltd | Johnson Matthey Ltd | CANADA | CID000924 | ||||
7
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | ||||
| Gold | JSC Uralectromed | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | ||||
| Gold | JSC Uralelectromed | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | ||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | ||||
| Gold | Kazzinc Ltd | Kazzinc Ltd | KAZAKHSTAN | CID000957 | ||||
| Gold | Kennecott Utah Copper LLC | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | ||||
| Gold | Korea Metal Co. Ltd | Korea Metal Co. Ltd | KOREA, REPUBLIC OF | CID000988 | ||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | ||||
| Gold | L’ azurde Company For Jewelry | L’ azurde Company For Jewelry | SAUDI ARABIA | CID001032 | ||||
| Gold | Lingbao Gold Company Limited | Lingbao Gold Company Limited | CHINA | CID001056 | ||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CHINA | CID001058 | ||||
| Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | Luoyang Zijin Yinhui Metal Smelt Co Ltd | CHINA | CID001093 | ||||
| Gold | Materion | Materion | UNITED STATES | CID001113 | ||||
| Gold | Metalor Technologies (Hong Kong) Ltd | Metalor Technologies (Hong Kong) Ltd | HONG KONG | CID001149 | ||||
| Gold | Metalor Technologies (Singapore) Pte. Ltd. | Metalor Technologies (Singapore) Pte. Ltd. | SINGAPORE | CID001152 | ||||
| Gold | Metalor Technologies SA | Metalor Technologies SA | SWITZERLAND | CID001153 | ||||
| Gold | Metalor USA Refining Corporation | Metalor USA Refining Corporation | UNITED STATES | CID001157 | ||||
| Gold | Met-Mex Peñoles, S.A. | Met-Mex Peñoles, S.A. | MEXICO | CID001161 | ||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | ||||
| Gold | Moscow Special Alloys Processing Plant | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | ||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 | ||||
8
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Gold | Navoi Mining and Metallurgical Combinat | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | ||||
| Gold | Nihon Material Co. LTD | Nihon Material Co. LTD | JAPAN | CID001259 | ||||
| Gold | Ohura Precious Metal Industry Co., Ltd | Ohura Precious Metal Industry Co., Ltd | JAPAN | CID001325 | ||||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | CID001326 | ||||
| Gold | OJSC Kolyma Refinery | OJSC Kolyma Refinery | RUSSIAN FEDERATION | CID001328 | ||||
| Gold | PAMP SA | PAMP SA | SWITZERLAND | CID001352 | ||||
| Gold | Penglai Penggang Gold Industry Co Ltd | Penglai Penggang Gold Industry Co Ltd | CHINA | CID001362 | ||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | ||||
| Gold | PT Aneka Tambang (Persero) Tbk | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | ||||
| Gold | PX Précinox SA | PX Précinox SA | SWITZERLAND | CID001498 | ||||
| Gold | Rand Refinery (Pty) Ltd | Rand Refinery (Pty) Ltd | SOUTH AFRICA | CID001512 | ||||
| Gold | Royal Canadian Mint | Royal Canadian Mint | CANADA | CID001534 | ||||
| Gold | Sabin Metal Corp. | Sabin Metal Corp. | UNITED STATES | CID001546 | ||||
| Gold | Samduck Precious Metals | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | ||||
| Gold | SAMWON METALS Corp. | SAMWON METALS Corp. | KOREA, REPUBLIC OF | CID001562 | ||||
| Gold | Schone Edelmetaal | Schone Edelmetaal | NETHERLANDS | CID001573 | ||||
| Gold | SEMPSA Joyería Platería SA | SEMPSA Joyería Platería SA | SPAIN | CID001585 | ||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | CID001622 | ||||
| Gold | So Accurate Group, Inc. | So Accurate Group, Inc. | UNITED STATES | CID001754 | ||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | ||||
| Gold | Solar Applied Materials Technology Corp. | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 | ||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | ||||
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| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | ||||
| Gold | The Great Wall Gold and Silver Refinery of China | The Great Wall Gold and Silver Refinery of China | CHINA | CID001909 | ||||
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | The Refinery of Shandong Gold Mining Co. Ltd | CHINA | CID001916 | ||||
| Gold | Torecom | Torecom | KOREA, REPUBLIC OF | CID001955 | ||||
| Gold | Umicore Brasil Ltda | Umicore Brasil Ltda | BRAZIL | CID001977 | ||||
| Gold | Umicore SA Business Unit Precious Metals Refining | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | ||||
| Gold | United Precious Metal Refining, Inc. | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 | ||||
| Gold | Valcambi SA | Valcambi SA | SWITZERLAND | CID002003 | ||||
| Gold | Western Australian Mint trading as The Perth Mint | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 | ||||
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | CID002100 | ||||
| Gold | Yokohama Metal Co Ltd | Yokohama Metal Co Ltd | JAPAN | CID002129 | ||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | ||||
| Gold | Zijin Mining Group Co. Ltd | Zijin Mining Group Co. Ltd | CHINA | CID002243 | ||||
| Gold | Guangdong Jinding Gold Limited | Guangdong Jinding Gold Limited | CHINA | CID002312 | ||||
| Gold | Umicore Precious Metals Thailand | Umicore Precious Metals Thailand | THAILAND | CID002314 | ||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | ||||
| Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | ||||
| Tantalum | Duoluoshan | Duoluoshan | CHINA | CID000410 | ||||
| Tantalum | Exotech Inc. | Exotech Inc. | UNITED STATES | CID000456 | ||||
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| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tantalum | F&X Electro-Materials Ltd. | F&X Electro-Materials Ltd. | CHINA | CID000460 | ||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | ||||
| Tantalum | Hi-Temp | Hi-Temp | UNITED STATES | CID000731 | ||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | ||||
| Tantalum | King-Tan Tantalum Industry Ltd | King-Tan Tantalum Industry Ltd | CHINA | CID000973 | ||||
| Tantalum | LSM Brasil S.A. | LSM Brasil S.A. | BRAZIL | CID001076 | ||||
| Tantalum | Metallurgical Products India (Pvt.) Ltd. | Metallurgical Products India (Pvt.) Ltd. | INDIA | CID001163 | ||||
| Tantalum | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | CID001175 | ||||
| Tantalum | Mitsui Mining & Smelting | Mitsui Mining & Smelting | JAPAN | CID001192 | ||||
| Tantalum | Molycorp Silmet A.S. | Molycorp Silmet A.S. | ESTONIA | CID001200 | ||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | ||||
| Tantalum | QuantumClean | QuantumClean | UNITED STATES | CID001508 | ||||
| Tantalum | RFH | RFH Tantalum Smeltry Co., Ltd | CHINA | CID001522 | ||||
| Tantalum | RFH Tantalum Smeltry Co., Ltd | RFH Tantalum Smeltry Co., Ltd | CHINA | CID001522 | ||||
| Tantalum | Shanghai Jiangxi Metals Co. Ltd | Shanghai Jiangxi Metals Co. Ltd | CHINA | CID001634 | ||||
| Tantalum | Solikamsk Magnesium Works OAO | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | ||||
| Tantalum | Solikamsk Metal Works | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | ||||
| Tantalum | Taki Chemicals | Taki Chemicals | JAPAN | CID001869 | ||||
| Tantalum | Telex | Telex | UNITED STATES | CID001891 | ||||
| Tantalum | Ulba | Ulba | KAZAKHSTAN | CID001969 | ||||
| Tantalum | Zhuzhou Cement Carbide | Zhuzhou Cement Carbide | CHINA | CID002232 | ||||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | Yichun Jin Yang Rare Metal Co., Ltd | CHINA | CID002307 | ||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | ||||
11
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tantalum | KEMET Blue Metals | KEMET Blue Metals | MEXICO | CID002539 | ||||
| Tantalum | H.C. Starck Co., Ltd. | H.C. Starck Co., Ltd. | THAILAND | CID002544 | ||||
| Tantalum | H.C. Starck GmbH Goslar | H.C. Starck GmbH Goslar | GERMANY | CID002545 | ||||
| Tantalum | H.C. Starck Inc. | H.C. Starck Inc. | UNITED STATES | CID002548 | ||||
| Tantalum | KEMET Blue Powder | KEMET Blue Powder | UNITED STATES | CID002568 | ||||
| Tin | China Rare Metal Materials Company | China Rare Metal Materials Company | CHINA | CID000244 | ||||
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | CID000278 | ||||
| Tin | Alpha | Alpha | UNITED STATES | CID000292 | ||||
| Tin | Cookson | Alpha | UNITED STATES | CID000292 | ||||
| Tin | Cooper Santa | Cooper Santa | BRAZIL | CID000295 | ||||
| Tin | CV Gita Pesona | CV Gita Pesona | INDONESIA | CID000306 | ||||
| Tin | CV JusTindo | CV JusTindo | INDONESIA | CID000307 | ||||
| Tin | CV Makmur Jaya | CV Makmur Jaya | INDONESIA | CID000308 | ||||
| Tin | CV Nurjanah | CV Nurjanah | INDONESIA | CID000309 | ||||
| Tin | CV Serumpun Sebalai | CV Serumpun Sebalai | INDONESIA | CID000313 | ||||
| Tin | CV United Smelting | CV United Smelting | INDONESIA | CID000315 | ||||
| Tin | Dowa | Dowa | JAPAN | CID000402 | ||||
| Tin | EM Vinto | EM Vinto | BOLIVIA | CID000438 | ||||
| Tin | Estanho de Rondônia S.A. | Estanho de Rondônia S.A. | BRAZIL | CID000448 | ||||
| Tin | Fenix Metals | Fenix Metals | POLAND | CID000468 | ||||
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA | CID000538 | ||||
| Tin | Gejiu Zi-Li | Gejiu Zi-Li | CHINA | CID000555 | ||||
| Tin | Huichang Jinshunda Tin Co. Ltd | Huichang Jinshunda Tin Co. Ltd | CHINA | CID000760 | ||||
| Tin | Jiangxi Nanshan | Jiangxi Nanshan | CHINA | CID000864 | ||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | ||||
| Tin | Kai Unita Trade Limited Liability Company | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | ||||
| Tin | Linwu Xianggui Smelter Co | Linwu Xianggui Smelter Co | CHINA | CID001063 | ||||
| Tin | China Tin Group Co., Ltd. | China Tin Group Co., Ltd. | CHINA | CID001070 | ||||
| Tin | Liuzhou China Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | ||||
12
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | ||||
| Tin | Metallo Chimique | Metallo Chimique | BELGIUM | CID001143 | ||||
| Tin | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | CID001173 | ||||
| Tin | Minsur | Minsur | PERU | CID001182 | ||||
| Tin | FSE Novosibirsk Refinery | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | CID001305 | ||||
| Tin | Novosibirsk Integrated Tin Works | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | CID001305 | ||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | ||||
| Tin | OMSA | OMSA | BOLIVIA | CID001337 | ||||
| Tin | PT Alam Lestari Kencana | PT Alam Lestari Kencana | INDONESIA | CID001393 | ||||
| Tin | PT Artha Cipta Langgeng | PT Artha Cipta Langgeng | INDONESIA | CID001399 | ||||
| Tin | PT Babel Inti Perkasa | PT Babel Inti Perkasa | INDONESIA | CID001402 | ||||
| Tin | PT Babel Surya Alam Lestari | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | ||||
| Tin | PT Bangka Kudai Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 | ||||
| Tin | PT Bangka Putra Karya | PT Bangka Putra Karya | INDONESIA | CID001412 | ||||
| Tin | PT Bangka Timah Utama Sejahtera | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 | ||||
| Tin | PT Bangka Tin Industry | PT Bangka Tin Industry | INDONESIA | CID001419 | ||||
| Tin | PT Belitung Industri Sejahtera | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | ||||
| Tin | PT BilliTin Makmur Lestari | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | ||||
| Tin | PT Bukit Timah | PT Bukit Timah | INDONESIA | CID001428 | ||||
| Tin | PT DS Jaya Abadi | PT DS Jaya Abadi | INDONESIA | CID001434 | ||||
| Tin | PT Eunindo Usaha Mandiri | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | ||||
| Tin | PT Fang Di MulTindo | PT Fang Di MulTindo | INDONESIA | CID001442 | ||||
| Tin | PT HP Metals Indonesia | PT HP Metals Indonesia | INDONESIA | CID001445 | ||||
| Tin | PT Karimun Mining | PT Karimun Mining | INDONESIA | CID001448 | ||||
| Tin | PT Koba Tin | PT Koba Tin | INDONESIA | CID001449 | ||||
| Tin | PT Mitra Stania Prima | PT Mitra Stania Prima | INDONESIA | CID001453 | ||||
| Tin | PT Panca Mega Persada | PT Panca Mega Persada | INDONESIA | CID001457 | ||||
13
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tin | CV Prima Timah Utama | PT Prima Timah Utama | INDONESIA | CID001458 | ||||
| Tin | PT Prima Timah Utama | PT Prima Timah Utama | INDONESIA | CID001458 | ||||
| Tin | PT REFINED BANGKA TIN | PT REFINED BANGKA TIN | INDONESIA | CID001460 | ||||
| Tin | PT Sariwiguna Binasentosa | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | ||||
| Tin | PT Seirama Tin investment | PT Seirama Tin investment | INDONESIA | CID001466 | ||||
| Tin | PT Stanindo Inti Perkasa | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | ||||
| Tin | PT Sumber Jaya Indah | PT Sumber Jaya Indah | INDONESIA | CID001471 | ||||
| Tin | PT Supra Sukses Trinusa | PT Supra Sukses Trinusa | INDONESIA | CID001476 | ||||
| Tin | PT Tambang Timah | PT Tambang Timah | INDONESIA | CID001477 | ||||
| Tin | Bangka Tin,Mentok,PT Timah (Persero) TBK | PT Timah (Persero), Tbk | INDONESIA | CID001482 | ||||
| Tin | PT Timah | PT Timah (Persero), Tbk | INDONESIA | CID001482 | ||||
| Tin | PT Timah (Persero), Tbk | PT Timah (Persero), Tbk | INDONESIA | CID001482 | ||||
| Tin | PT Pelat Timah Nusantara Tbk | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | ||||
| Tin | PT Timah Nusantara | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | ||||
| Tin | PT Tinindo Inter Nusa | PT Tinindo Inter Nusa | INDONESIA | CID001490 | ||||
| Tin | PT Tommy Utama | PT Tommy Utama | INDONESIA | CID001493 | ||||
| Tin | PT Yinchendo Mining Industry | PT Yinchendo Mining Industry | INDONESIA | CID001494 | ||||
| Tin | Rui Da Hung | Rui Da Hung | TAIWAN | CID001539 | ||||
| Tin | Soft Metais, Ltda. | Soft Metais, Ltda. | BRAZIL | CID001758 | ||||
| Tin | Thaisarco | Thaisarco | THAILAND | CID001898 | ||||
| Tin | White Solder Metalurgia e Mineração Ltda. | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | ||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CHINA | CID002158 | ||||
| Tin | Yunnan Tin Company, Ltd. | Yunnan Tin Company, Ltd. | CHINA | CID002180 | ||||
| Tin | Magnu’s Minerais Metais e Ligas LTDA | Magnu’s Minerais Metais e Ligas LTDA | BRAZIL | CID002468 | ||||
14
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tin | Melt Metais e Ligas S/A | Melt Metais e Ligas S/A | BRAZIL | CID002500 | ||||
| Tin | O.M. Manufacturing Philippines, Inc. | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | ||||
| Tungsten | A.L.M.T. Corp. | A.L.M.T. Corp. | JAPAN | CID000004 | ||||
| Tungsten | ATI Tungsten Materials | Kennametal Huntsville | UNITED STATES | CID000105 | ||||
| Tungsten | Kennametal Huntsville | Kennametal Huntsville | UNITED STATES | CID000105 | ||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | ||||
| Tungsten | Guangdong Xianglu Tungsten Industry Co., Ltd. | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | ||||
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | ||||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | ||||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | ||||
| Tungsten | Hunan Chenzhou Mining Group Co | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000766 | ||||
| Tungsten | Hunan Chenzhou Mining Group Co., Ltd. | Hunan Chenzhou Mining Group Co., Ltd. | CHINA | CID000766 | ||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | ||||
| Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | ||||
| Tungsten | Japan New Metals Co Ltd | Japan New Metals Co., Ltd. | JAPAN | CID000825 | ||||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | ||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | ||||
| Tungsten | Kennametal Fallon | Kennametal Fallon | UNITED STATES | CID000966 | ||||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd | Vietnam Youngsun Tungsten Industry Co., Ltd | VIET NAM | CID002011 | ||||
15
| Metal |
Smelter Reference List |
Smelter Name |
Smelter Country |
EICC Smelter Identification | ||||
| Tungsten | Wolfram Bergbau und Hütten AG | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | ||||
| Tungsten | Wolfram Company CJSC | Wolfram Company CJSC | RUSSIAN FEDERATION | CID002047 | ||||
| Tungsten | Xiamen Tungsten Co., Ltd | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | ||||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | ||||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | ||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | ||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | ||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | ||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | ||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | ||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | ||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | ||||
| Tungsten | Jiangxi Richsea New Materials Co., Ltd. | Jiangxi Richsea New Materials Co., Ltd. | CHINA | CID002493 | ||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | ||||
| Tungsten | H.C. Starck GmbH | H.C. Starck GmbH | GERMANY | CID002541 | ||||
16