FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
DOVER CORP [ DOV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/17/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/28/2003 | J | V | 25,302 | A | $37.23 | 63,002 | D | ||
Common Stock | 08/28/2003 | J | V | 25,302 | D | $37.23 | 34,701 | I | By GRAT(1) | |
Common Stock | 09/29/2003 | J | V | 24,650 | A | $37.5 | 87,652 | D | ||
Common Stock | 09/29/2003 | J | V | 24,650 | D | $37.5 | 0 | I | By GRAT(2) | |
Common Stock | 11/17/2003 | A | 1,786 | A | $37.8 | 89,438 | D | |||
Common Stock | 11/17/2003 | F | 536 | D | $37.8 | 88,902 | D | |||
Common Stock | 82,972 | I | By trust(3) | |||||||
Common Stock | 1,113,240 | I | By trust(4)(5) | |||||||
Common Stock | 17,500 | I | By trust(6)(7) | |||||||
Common Stock | 500 | I | By spouse (7) | |||||||
Common Stock | 1,255,488 | I | By trust(5)(8) | |||||||
Common Stock | 49,280 | I | By trust(7)(9) | |||||||
Common Stock | 550 | I | By trust(7)(10) | |||||||
Common Stock | 49,280 | I | By trust(7)(11) | |||||||
Common Stock | 550 | I | By trust(7)(12) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents a distribution from the Michael B. Stubbs 2002 Grantor Retained Annuity Trust of common stock previously reported by the Reporting Person as indirectly owned. |
2. Represents a distribution from the Michael B. Stubbs 2001 Grantor Annuity Trust of common stock previously reported by the Reporting Person as indirectly owned. |
3. Shares held by Trust f/b/o Jill S. Bradburn of which a member of the Reporting Person's immediate family is the beneficiary, the Reporting Person is co-trustee and a contingent beneficiary. |
4. Shares held by the Gretchen B. Stubbs Residuary Trust of which the Reporting Person, his spouse and his descendants are beneficiaries. |
5. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities (except to the extent of his pecuniary interest therein) for purposes of Section 16 or for any other purpose. |
6. Shares held by the Michael B. Stubbs 1998 Descendants' Trust of which the Reporting Person's children are beneficiaries. |
7. The Reporting Person disclaims beneficial ownership of the reported securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
8. Shares held by the 1993 Stubbs Family Trust of which the Reporting Person, his spouse and his descendants are beneficiaries. |
9. Shares held by Trust #1 f/b/o Abigail M. Stubbs of which the Reporting Person is a co-trustee and a member of his immediate family is the beneficiary. |
10. Shares held by Trust #2 f/b/o Abigail M. Stubbs of which the Reporting Person is a co-trustee and a member of his immediate family is the beneficiary. |
11. Shares held by Trust #1 f/b/o A. Merrill Stubbs of which the Reporting Person is co-trustee and a member of his immediate family is the beneficiary. |
12. Shares held by Trust #2 f/b/o A. Merrill Stubbs of which the Reporting Person is co-trustee and a member of his immediate family is the beneficiary. |
Remarks: |
Michael B. Stubbs | 11/19/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |