UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Dover Corp.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
260003108
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(CUSIP Number)
December 31, 2000
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 260003108
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Trustees of General Electric Pension Trust
I.R.S. # 14-6015763
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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5 SOLE VOTING POWER
None
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NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 4,825,721
OWNED BY --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON None
WITH --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,825,721
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,825,721
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.38% (5.40% if aggregated with the shares beneficially owned by GE Asset
Management Incorporated)
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12 TYPE OF REPORTING PERSON*
EP
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*SEE INSTRUCTIONS BEFORE FILLING OUT
Page 2 of 13
CUSIP No. 260003108
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GE Asset Management Incorporated (see Introductory Note) as Investment
Manager of GEPT and Investment Adviser to certain entities and accounts
I.R.S. #06-1238874
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
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5 SOLE VOTING POWER
6,149,972
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NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 4,825,721
OWNED BY --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 6,149,972
WITH --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,825,721
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,975,693
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.40%
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12 TYPE OF REPORTING PERSON*
IA, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT
Page 3 of 13
CUSIP No. 260003108
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Electric Company
I.R.S. #14-0689340
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
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5 SOLE VOTING POWER
None
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NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY Disclaimed (see 9 below)
OWNED BY --------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON None
WITH --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
Disclaimed (see 9 below)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Beneficial ownership of all shares disclaimed by General Electric Company
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
|X| Disclaimed (see 9 above)
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Not applicable (see 9 above)
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12 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT
Page 4 of 13
INTRODUCTORY NOTE: This Statement on Schedule 13G is filed on behalf of General
Electric Company, a New York corporation ("GE"), GE Asset Management
Incorporated, a Delaware corporation and a wholly owned subsidiary of GE
("GEAM"), and the Trustees of General Electric Pension Trust, a New York common
law trust ("GEPT") (the "Schedule 13G"). GEAM is a registered investment adviser
and acts as Investment Manager of GEPT, and as Investment Adviser to certain
other entities and accounts. GEAM may be deemed to be the beneficial owner of
4,825,721 shares of Common Stock of Dover Corp. (the "Issuer") owned by GEPT and
of 6,149,972 shares of Common Stock of the Issuer owned by such other entities
and accounts. GEAM and GEPT each expressly disclaim that they are members of a
"group". GE disclaims beneficial ownership of all shares and expressly disclaims
that it is a member of a "group".
Item 1(a) Name of Issuer
Dover Corp.
Item 1(b) Address of Issuer's Principal Executive Office
280 Park Ave.
New York, NY 10017
Item 2(a) Name of Person Filing
Trustees of General Electric Pension Trust (See Schedule II)
GE Asset Management Incorporated as Investment Manager of GEPT and
as Investment Advisor to certain entities and accounts
General Electric Company
Item 2(b) Address of Principal Business Office or, if none, Residence
The address of the principal offices of GEPT and GEAM is 3003 Summer
Street Stamford, Connecticut 06904. The address of the principal
offices of General Electric Company is 3135 Easton Turnpike,
Fairfield, Connecticut 06431
Item 2(c) Citizenship
General Electric Pension Trust - New York common law trust
5 of 13
GE Asset Management Incorporated - Delaware corporation
General Electric Company - New York corporation
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
260003108
Item 3 If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13-2(b)
or (c), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of the Act (15
U.S.C.78o)
(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.78c)
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act
(15 U.S.C.78c)
(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940 (U.S.C.80a-8)
(e) [ ] An Investment Adviser in accordance with
ss.240.13-1(b)(1)(ii)(E)
(f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with
ss.240.13d-1(b)(1)(ii)(F)
(g) [ ] A Parent Holding Company or Control Person in accordance with
ss.240.13d-1(b)(1)(ii)(G)
(h) [ ] A Savings Association as defined in Section 3(b) of the
federal Deposit Insurance Act (U.S.C. 1813)
(i) [ ] A Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3)
(j) [X] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J)
Item 4 Ownership
GEPT GEAM GE
(a) Amount beneficially owned 4,825,721 10,975,693 0
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(b) Percent of class 2.38% 5.40% Disclaimed
(c) No. of shares to which person
has
(i) sole power to vote or
direct the vote None 6,149,972 None
(ii) shared power to vote or
direct 4,825,721 4,825,721 Disclaimed
(iii) sole power to dispose
or to direct disposition None 6,149,972 None
(iv) share power to dispose or
to direct disposition 4,825,721 4,825,721 Disclaimed
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following:
|_|
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
Not Applicable
Item 8 Identification and Classification of Members of the Group
Not Applicable
Item 9 Notice of Dissolution of Group
Not Applicable
Item 10 Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary
7 of 13
course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction
having that purpose or effect.
8 of 13
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2001
GENERAL ELECTRIC PENSION TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-------------------------------------
Name: Michael M. Pastore
Title: Vice President
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2001
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
-------------------------------------
Name: Michael M. Pastore
Title: Vice President
10 of 13
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2001
GENERAL ELECTRIC COMPANY
By: /s/ John H. Myers
-------------------------------------
Name: John H. Myers
Title: Vice President
11 of 13
Schedule I
JOINT FILING AGREEMENT
This will confirm the agreement by and between all the undersigned
that the Schedule 13G on or about this date and any amendments thereto with
respect to the beneficial ownership by the undersigned of shares of the Common
Stock Dover Corp. is being filed on behalf of each of the undersigned.
Dated: February 14, 2001 GENERAL ELECTRIC PENSION TRUST
By: GE Asset Management Incorporated,
its Investment Manager
By: /s/ Michael M. Pastore
-------------------------------------
Name: Michael M. Pastore
Title: Vice President
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
--------------------------------------
Name: Michael M. Pastore
Title: Vice President
GENERAL ELECTRIC COMPANY
By: /s/ John H. Myers
-------------------------------------
Name: John H. Myers
Title: Vice President
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Schedule II
TRUSTEES OF GENERAL ELECTRIC PENSION TRUST
3003 Summer Street, P.O. Box 7900
Stamford, Connecticut 06904
The names of the Trustees of General Electric Pension Trust are as
follows:
Eugene K. Bolton
Michael J. Cosgrove
Ralph R. Layman
Alan M. Lewis
Robert A. MacDougall
John H. Myers
Donald W. Torey
John J. Walker